Simplify Plan Compliance, Administration and Education

Simplify

Bottom line is: you have a business to run. Keeping up to date on DOL and ERISA requirements, let alone changes to requirements, is not at the top of your list...and we agree, it shouldn't be. However, the fact is for your plan to stay in compliance, someone has got to stay on top of all this stuff!

That's where Stonebridge Financial Group comes in. We are an extension of your team, taking on personal liability as a fiduciary to your plan. It is our passion to make plan compliance and administration simple while keeping you on the proper compliance track. 

This is all we do...for over a decade we have focused on providing our clients with services that simplify their lives around retirement plan compliance, administration and education. We are experts in all things retirement plans. Staff on hand have achieved many industry and educational designations including: Chartered Retirement Plan Specialist (CRPS®), Chartered Financial Consultant (ChFC®), Accredited Investment Fiduciary (AIF®), Master of Business Administration (MBA), and Certified Public Accountant (CPA).

How Stonebridge Can Help

We are constantly adding services to add value and make your job easier! Our most popular plan compliance, administration and education services include:

  • Plan participant interaction, including: enrollment, education, advisement, communication, ongoing Q&A
  • Plan governance reviews, including:
    - Attending and advising the investment committee
    - Creation/review of the investment policy statement
    - Sharing of plan governance best practices including required documentation and plan amendments
    - Reminders of required notices to be sent
  • Recurring, proactive investment fund reviews and recommendations for fund performance optimization adjustments
  • Employer proactive education for plan sponsors and fiduciaries covering topics required to successfully manage a retirement plan while minimizing personal liability
  • Employee proactive education...we are passionate about neutralizing the pandemic in the United States of not saving enough for retirement - we believe this starts with education

For more information, please complete the form on the right side of the page, give us a call at (855) 530-0500 or email us at [email protected].